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Mar 1, 2013 · Current version. as at 05 Jul 2024. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY. 1 Short title 2 Interpretation 3 Associated person 4 Interest in securities, securities‑based derivatives contracts or units in collective investment scheme 4A Specific classes of investors 4B Application.
Dec 31, 2021 · An Act relating to the regulation of activities and institutions in the securities and futures industry, including leveraged foreign exchange trading, and of clearing facilities, and for matters connected therewith.
Dec 31, 2021 · published on 31 Dec 2021. Securities and Futures Act 2001. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY. 1 Short title 2 Interpretation 3 Associated person 4 Interest in securities, securities‑based derivatives contracts or units in collective investment scheme 4A Specific classes of investors 4B Application.
1. This Order is the Securities and Futures Act (Amendment of Third Schedule) Order 2020 and comes into operation on 21 January 2020. Amendment of Third Schedule. 2. The Third Schedule to the Securities and Futures Act is amended by inserting, immediately after paragraph 7, the following paragraph: 8.
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securities and futures act (cap. 289) guidelines on licensing, registration and conduct of business for fund management companies
INTRODUCTION. In October 2001, Parliament passed the Securities and Futures Act (“SFA”). The SFA was enacted after a comprehensive review of Singapore’s securities and futures legislation by the Monetary Authority of Singapore (MAS).
May 17, 2016 · The Securities and Futures Act (Cap. 289) (“SFA”) is the main Singaporean legislation regulating the capital markets and financial investments sector in Singapore.
SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) (AMENDMENT NO. X) REGULATIONS 2013. In exercise of the powers conferred by sections 341 of the Securities and Futures Act, the Monetary Authority of Singapore hereby makes the following Regulations: Citation and commencement. 1.
An Act to amend the Securities and Futures Act (Chapter 289 of the 2006 Revised Edition) and to make consequential and related amendments to certain other Acts.
