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Mar 1, 2013 · Current version. as at 27 Jun 2024. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY. 1 Short title 2 Interpretation 3 Associated person 4 Interest in securities, securities‑based derivatives contracts or units in collective investment scheme 4A Specific classes of investors 4B Application.
Regulatory and Supervisory Approach. MAS is the integrated regulator and supervisor of financial institutions in Singapore. MAS establishes rules for financial institutions which are implemented through legislation, regulations, directions and notices. Guidelines have also been formulated to encourage best practices among financial institutions.
Citation. 1. These Regulations may be cited as the Securities and Futures (Licensing and Conduct of Business) Regulations. Definitions. 2. In these Regulations, unless the context otherwise requires —. “advertisement” means any dissemination or conveyance of information in connection with a promotion of, or an invitation or a solicitation ...
Anti-Money Laundering. Singapore supports global efforts to combat money laundering, terrorism financing and proliferation financing. Maintaining a clean and trusted financial centre is important given our role as an international business hub. Find out more about MAS' regime to combat financial crime.
Oct 5, 2018 · (a) the principal of the shares is perpetual; (b)the shares are not callable at the initiative of the issuer of the shares or the shareholders, and the principal of the shares is never repaid outside of liquidation of the issuer, except in the case of a repurchase or other manner of reduction of share capital that is initiated by the issuer and permitted under written law; and
Learn more about MAS' initiatives to strengthen Singapore as a leading asset management hub giving investors access to pan-Asian and global opportunities.
Jan 30, 2019 · On 18 December 2018, the Monetary Authority of Singapore (“ MAS ”) issued a set of Frequently Asked Questions on the Definition of Accredited Investor and Opt-In Process (“ FAQs ”).
Oct 18, 2021 · Similarly, under the Branch Framework, Foreign Offices are exempt from the applicable business conduct requirements under the Securities and Futures Act (“SFA”) and/or the Financial Advisers Act (“FAA”) when they conduct regulated activities under an arrangement with their Singapore branch or head office (“Singapore Office ...
Sep 15, 2020 · To implement the Best Execution requirements and requirement to handle comparable customers’ orders in accordance with their time of receipt, MAS issued the Notice on Execution of Customer’s Orders (SFA 04-N16) and the accompanying Guidelines which provide guidance on these requirements.
May 17, 2016 · The Securities and Futures Act (Cap. 289) (“ SFA ”) is the main Singaporean legislation regulating the capital markets and financial investments sector in Singapore.
