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Financial Advisers Act 2001. 2020 REVISED EDITION. This revised edition incorporates all amendments up to and including 1 December 2021 and comes into operation on 31 December 2021. An Act to regulate financial advisers and their representatives and supervisors, and for other purposes relating thereto or connected therewith. [18/2015]
Mar 31, 2007 · An Act to regulate financial advisers and their representatives. [6th August 2002: Section 105; 1st October 2002: Sections 1 to 104 ] Singapore Statutes Online is provided by the Legislation Division of the Singapore Attorney-General's Chambers.
6 days ago · a financial adviser which is incorporated in Singapore; or (b) in the case of a financial adviser incorporated outside Singapore, the branches or offices of the financial adviser located within Singapore.
Regulatory and Supervisory Approach. MAS is the integrated regulator and supervisor of financial institutions in Singapore. MAS establishes rules for financial institutions which are implemented through legislation, regulations, directions and notices. Guidelines have also been formulated to encourage best practices among financial institutions.
For the purposes of section 62 (2) of the Act, a financial adviser must not give its consent to an appointed representative or a provisional representative to engage in any of the acts referred to in section 62 (1) of the Act (called in this regulation the restricted act) unless the financial adviser is satisfied that —
FINANCIAL ADVISERS ACT (CAP. 110) INFORMATION PAPER ON GOOD PRACTICES FOR LICENSED AND EXEMPT FINANCIAL ADVISERS. CONTENTS . Introduction. Advisory and Sales Practices. 2.1 Needs-based sales process. 2.2 Use of electronic financial planning tools. 2.3 Sales conducted with clients with limited knowledge of investment products.
Oct 8, 2021 · financial advisory services in respect of specified investment products through foreign offices under cross-border arrangements, and their foreign representatives
