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Mar 1, 2013 · Current version. as at 27 Jun 2024. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY. 1 Short title 2 Interpretation 3 Associated person 4 Interest in securities, securities‑based derivatives contracts or units in collective investment scheme 4A Specific classes of investors 4B Application.
Dec 31, 2021 · An Act relating to the regulation of activities and institutions in the securities and futures industry, including leveraged foreign exchange trading, and of clearing facilities, and for matters connected therewith.
Dec 31, 2021 · Revised Edition. published on 31 Dec 2021. Securities and Futures Act 2001. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY.
In exercise of the powers conferred by section 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations:
Nov 30, 2021 · In exercise of the powers conferred by section 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations: Citation and commencement 1.
Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs in relation to their cross-border arrangements with Foreign Offices (“FOs”) under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021.
Apr 8, 2019 · The Securities and Futures Act (Cap. 289) (“ SFA ”) has been amended since 8 October 2018 to introduce major changes to Singapore’s capital markets regulatory framework. In this client update, we summarise 3 key changes to the SFA:
Introduction. 1 This Notice is issued pursuant to section 45(1) of the Securities and Futures Act (Cap. 289) (the “Act”). Definitions. 2 For the purposes of this Notice, unless the context otherwise requires: . “Authority” means the Monetary Authority of Singapore; . “organised market” has the same meaning as in section 2(1) of the Act; and.
The Securities and Futures Act (Cap 289) (‘SFA’) was presented to Parliament for the first reading on 25 September 2001, and was passed by Parliament on 5 October 2001. On the same day that Parliament passed the SFA, it also passed the Financial Advisers Act 2001 (Cap 110) (‘FAA’).
May 17, 2016 · The Securities and Futures Act (Cap. 289) (“SFA”) is the main Singaporean legislation regulating the capital markets and financial investments sector in Singapore.
