Search results
Financial Advisers Act 2001. 2020 REVISED EDITION. This revised edition incorporates all amendments up to and including 1 December 2021 and comes into operation on 31 December 2021. An Act to regulate financial advisers and their representatives and supervisors, and for other purposes relating thereto or connected therewith. [18/2015]
- Financial Advisers Act - Singapore Statutes Online
An Act to regulate financial advisers and their...
- Financial Advisers Act - Singapore Statutes Online
Mar 31, 2007 · An Act to regulate financial advisers and their representatives. [6th August 2002: Section 105; 1st October 2002: Sections 1 to 104 ] Singapore Statutes Online is provided by the Legislation Division of the Singapore Attorney-General's Chambers.
a financial adviser which is incorporated in Singapore; or (b) in the case of a financial adviser incorporated outside Singapore, the branches or offices of the financial adviser located within Singapore.
“financial adviser” means a holder of a financial adviser’s licence of the Act or an exempt financial adviser; [FAA-N16 (Amendment) 2012] “futures market” has the same meaning as in section 2(1) of the Securities and Futures Act (Cap. 289); “investment product” has the same meaning as in section 2(1) of the Act;
FINANCIAL ADVISERS ACT (CAP. 110) INFORMATION PAPER ON GOOD PRACTICES FOR LICENSED AND EXEMPT FINANCIAL ADVISERS. CONTENTS . Introduction. Advisory and Sales Practices. 2.1 Needs-based sales process. 2.2 Use of electronic financial planning tools. 2.3 Sales conducted with clients with limited knowledge of investment products.
Purpose of the Guidelines on Criteria for the Grant of a Financial Adviser’s Licence [“these Guidelines”] These Guidelines are issued pursuant to section 64 of the Financial Advisers Act (Cap. 110) [“the Act”]. They are intended to provide guidance on the licensing admission criteria for persons applying for a financial adviser’s ...
Financial Advisers Act (Cap. 110) [“the Act”]. They set out conduct requirements for persons acting as financial advisers under the Act, including, where appropriate, conduct requirements for representatives who perform any financial advisory service on behalf of financial advisers. [Amended on 1 July 2005] Purpose of these Guidelines
