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Mar 1, 2013 · Current version. as at 05 Jul 2024. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY. 1 Short title 2 Interpretation 3 Associated person 4 Interest in securities, securities‑based derivatives contracts or units in collective investment scheme 4A Specific classes of investors 4B Application.
Dec 31, 2021 · An Act relating to the regulation of activities and institutions in the securities and futures industry, including leveraged foreign exchange trading, and of clearing facilities, and for matters connected therewith.
Dec 31, 2021 · Revised Edition. published on 31 Dec 2021. Securities and Futures Act 2001. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY.
May 15, 2020 · Actions. No. S 381. Securities and Futures Act. (CHAPTER 289) Securities and Futures. (Prescribed Underlying Thing) Regulations 2020. In exercise of the powers conferred by section 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations: Made on 12 May 2020. RAVI MENON. Managing Director,
Nov 30, 2021 · In exercise of the powers conferred by section 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations: Citation and commencement 1.
Apr 8, 2019 · The Securities and Futures Act (Cap. 289) (“ SFA ”) has been amended since 8 October 2018 to introduce major changes to Singapore’s capital markets regulatory framework. In this client update, we summarise 3 key changes to the SFA:
The Securities and Futures Act (Cap 289) (‘SFA’) was presented to Parliament for the first reading on 25 September 2001, and was passed by Parliament on 5 October 2001. On the same day that Parliament passed the SFA, it also passed the Financial Advisers Act 2001 (Cap 110) (‘FAA’).
The Securities and Futures Act (“SFA”) is a broad-ranging statute which governs Singapore’s capital markets and financial investments sector. The SFA puts in place rules and regulations concerning, inter alia, markets, market operators, clearing facilities, intermediaries and representatives.
A. Brief History. 17.1.1 Until 1973, there was no statutory regulation of the Stock Exchange of Singapore ( SES) (now Singapore Exchange ( SGX )). In that year the Securities Industry Act was enacted. For the most part, however, the SES was self-regulating. This changed dramatically in 1985.
May 17, 2016 · The Securities and Futures Act (Cap. 289) (“SFA”) is the main Singaporean legislation regulating the capital markets and financial investments sector in Singapore.
