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Dec 27, 2023 · The hearing concerns allegations that Michael Patrick White failed to use due diligence to ensure that his investment recommendations were suitable for certain clients. The hearing is open to the public unless the hearing panel orders otherwise.
Dec 27, 2023 · White, Michael Patrick – Notice of Hearing and Statement of Allegations. The alleged violation occurred while Michael Patrick White was a Registered Representative with the Ottawa branch of...
- CNW Group
May 3, 2023 · White, Michael Patrick – Notice of Hearing and Statement of Allegations. The Investment Dealer Division of New SRO formally initiated the investigation into the respondent's conduct in...
Nov 7, 2022 · White, Michael Patrick – Notice of Hearing and Statement of Allegations. The motion is being brought by Mr. White for an adjournment of the hearing scheduled for December 12, 2022. IIROC formally...
Introduction and Jurisdiction . ¶ 1 Michael Patrick White was a registrant with the Investment Industry Regulatory Organization of Canada (“IIROC”) and remains a registrant with the New Self-Regulatory Organization of Canada (the “New SRO”).
May 3, 2023 · Following a motion heard on November 15, 2022, December 5, 2022 and February 14, 2023 in Toronto, Ontario, a hearing panel of the Investment Dealer Division of the New Self-Regulatory Organization...
Aug 24, 2023 · Following a motion heard on August 2, 2023, in Toronto, Ontario, a hearing panel of the Investment Dealer Division of the Canadian Investment Regulatory Organization (CIRO) ordered the following ...
