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These Regulations may be cited as the Securities and Futures (Licensing and Conduct of Business) Regulations.
Securities and Futures. (Reporting of Derivatives Contracts) Regulations 2013. In exercise of the powers conferred by sections 129, 129A, 337 (1) and 341 of the Securities and Futures Act, the Monetary Authority of Singapore hereby makes the following Regulations: PART I.
Oct 5, 2018 · Regulations 2018. In exercise of the powers conferred by sections 240A (8), 337, 339 (3) and 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations: Made on 4 October 2018. RAVI MENON. Managing Director, Monetary Authority of Singapore. [CFC CFI SP/2018/02 PT4; AG/LEGIS/SL/289/2015/48 Vol. 1]
Oct 5, 2018 · In exercise of the powers conferred by section 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations: Citation and commencement. 1.—. (1) These Regulations are the Securities and Futures (Classes of Investors) Regulations 2018.
Nov 30, 2021 · Regulation 3(9) of the Securities and Futures (Classes of Investors) Regulations 2018 (G.N. No. S 665/2018) is amended by inserting, immediately after paragraph (h) of the definition of “consent provision”, the following paragraph:
These Regulations may be cited as the Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2015 and come into operation on 23 July 2015.
In exercise of the powers conferred by sections 341 of the Securities and Futures Act, the Monetary Authority of Singapore hereby makes the following Regulations: Citation and commencement. 1.
Print this page. Enforcement Actions. View the list of formal regulatory and enforcement actions taken by MAS for breaches of laws and regulations administered by MAS and related matters. The information will remain on this page for five years from the date of publication, except for prohibition orders which are still in force after five years.
The Companies Regulations and Securities and Futures Regulations are promulgated under the respective Acts. In practice, other non-statutory rules also apply. Foremost among these is the Singapore Code on Take-overs and Mergers ( Take-over Code ) (see Section 8 below), a non-statutory code enforced by the Securities Industry Council ( SIC ...
Jul 14, 2021 · The paper sets out the MAS’ proposed amendments to over-the-counter (“OTC”) derivatives reporting rules in the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013 (“SF(RDC)R”) – namely the implementation of unique transaction identifier (“UTI”), proposed changes to the reportable data fields under the ...
