Search results
Mar 1, 2013 · as at 20 Jul 2024. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY. 1 Short title 2 Interpretation 3 Associated person 4 Interest in securities, securities‑based derivatives contracts or units in collective investment scheme 4A Specific classes of investors 4B Application. Part 2 ORGANISED MARKETS.
Dec 31, 2021 · An Act relating to the regulation of activities and institutions in the securities and futures industry, including leveraged foreign exchange trading, and of clearing facilities, and for matters connected therewith.
Dec 31, 2021 · Revised Edition. published on 31 Dec 2021. Securities and Futures Act 2001. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY.
The Securities and Futures Act (Cap 289) (‘SFA’) was presented to Parliament for the first reading on 25 September 2001, and was passed by Parliament on 5 October 2001. On the same day that Parliament passed the SFA, it also passed the Financial Advisers Act 2001 (Cap 110) (‘FAA’).
Dec 19, 2022 · Cyber Security Technological innovation and advancement are rapidly transforming the financial sector. The success of the digital transformation in the financial sector is underpinned by the safety and soundness of these technologies.
Apr 8, 2019 · The Securities and Futures Act (Cap. 289) (“ SFA ”) has been amended since 8 October 2018 to introduce major changes to Singapore’s capital markets regulatory framework. In this client update, we summarise 3 key changes to the SFA:
The Securities and Futures Act (“SFA”) is a broad-ranging statute which governs Singapore’s capital markets and financial investments sector. The SFA puts in place rules and regulations concerning, inter alia, markets, market operators, clearing facilities, intermediaries and representatives.
Jul 6, 2018 · A. Brief History. 17.1.1 Until 1973, there was no statutory regulation of the Stock Exchange of Singapore ( SES) (now Singapore Exchange ( SGX )). In that year the Securities Industry Act was enacted. For the most part, however, the SES was self-regulating. This changed dramatically in 1985.
May 17, 2016 · The Securities and Futures Act (Cap. 289) (“SFA”) is the main Singaporean legislation regulating the capital markets and financial investments sector in Singapore.
An Act to amend the Securities and Futures Act (Chapter 289 of the 2006 Revised Edition) and to make consequential and related amendments to certain other Acts.
