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Securities and Futures. (Reporting of Derivatives Contracts) Regulations 2013. In exercise of the powers conferred by sections 129, 129A, 337 (1) and 341 of the Securities and Futures Act, the Monetary Authority of Singapore hereby makes the following Regulations: PART I.
Jun 5, 2024 · Citation. 1. These Regulations may be cited as the Securities and Futures (Licensing and Conduct of Business) Regulations. Definitions. 2. In these Regulations, unless the context otherwise requires —. “advertisement” means any dissemination or conveyance of information in connection with a promotion of, or an invitation or a solicitation ...
(2) Despite paragraph (1) and regulation 64(1) of the Securities and Futures (Licensing and Conduct of Business) (Amendment No. 2) Regulations 2018, regulations 29 and 37 as in force immediately before 8 October 2018 continue to apply to the following persons until 8 October 2021:
Oct 5, 2018 · In exercise of the powers conferred by section 341 of the Securities and Futures Act, the Monetary Authority of Singapore makes the following Regulations: Citation and commencement. 1.—. (1) These Regulations are the Securities and Futures (Classes of Investors) Regulations 2018.
Nov 30, 2021 · Regulation 3(9) of the Securities and Futures (Classes of Investors) Regulations 2018 (G.N. No. S 665/2018) is amended by inserting, immediately after paragraph (h) of the definition of “consent provision”, the following paragraph:
Requirements for specified capital markets services licensees (“CMSLs”) and specified exempt CMSLs in relation to their cross-border arrangements with Foreign Offices (“FOs”) under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021.
These Regulations may be cited as the Securities and Futures (Prescribed Futures Contracts) (Amendment) Regulations 2015 and come into operation on 23 July 2015.
Jul 14, 2021 · The paper sets out the MAS’ proposed amendments to over-the-counter (“OTC”) derivatives reporting rules in the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013 (“SF(RDC)R”) – namely the implementation of unique transaction identifier (“UTI”), proposed changes to the reportable data fields ...
In exercise of the powers conferred by sections 341 of the Securities and Futures Act, the Monetary Authority of Singapore hereby makes the following Regulations: Citation and commencement. 1.
Jul 19, 2021 · On 5 July 2021, the Monetary Authority of Singapore (“ MAS ”) issued a consultation paper on proposed amendments to the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013 (“ SF(RDC)R ”). The consultation closes on 3 September 2021.
