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Mar 1, 2013 · Current version. as at 03 Nov 2024. Securities and Futures Act 2001. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY.
Dec 31, 2021 · An Act relating to the regulation of activities and institutions in the securities and futures industry, including leveraged foreign exchange trading, and of clearing facilities, and for matters connected therewith.
GUIDELINES TO THE SECURITIES AND FUTURES (REPORTING OF DERIVATIVES CONTRACTS) REGULATIONS 2013 1 PURPOSE 1.1 The Committee on Payments and Market Infrastructures and the International Organisation of Securities ommission (“CPMI-IOSCO”) has published three sets of technical
Part VIA of the Securities and Futures Act (SFA) sets out the regulatory framework for reporting of over-the-counter (OTC) derivatives contracts, with the detailed requirements in the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013
The Securities and Futures Act (“SFA”) is a broad-ranging statute which governs Singapore’s capital markets and financial investments sector. The SFA puts in place rules and regulations concerning, inter alia, markets, market operators, clearing facilities, intermediaries and representatives.
Jan 26, 2017 · On 9 January 2017, the MAS announced the Second Reading of the Securities and Futures (Amendment) Bill 2016 (Bill) in the Singaporean Parliament. The Bill introduces wide-ranging amendments aimed at strengthening the regulation of over-the-counter (OTC) derivatives markets, enhancing regulatory safeguards for retail investors, enhancing the ...
May 17, 2016 · The Securities and Futures Act (Cap. 289) (“SFA”) is the main Singaporean legislation regulating the capital markets and financial investments sector in Singapore.
The Securities and Futures Act (Cap 289) (‘SFA’) was presented to Parliament for the first reading on 25 September 2001, and was passed by Parliament on 5 October 2001. On the same day that Parliament passed the SFA, it also passed the Financial Advisers Act 2001 (Cap 110) (‘FAA’).
Dec 31, 2021 · Revised Edition. published on 31 Dec 2021. Securities and Futures Act 2001. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY.
Dec 31, 2021 · (1A) No person shall effect, take part in, be concerned in or carry out, directly or indirectly, 2 or more transactions in securities of a business trust, being transactions that have, or are likely to have, the effect of raising, lowering, maintaining or stabilising the price of securities of the business trust on a securities market, with int...