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Mar 1, 2013 · Current version. as at 03 Nov 2024. Securities and Futures Act 2001. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY.
Dec 31, 2021 · An Act relating to the regulation of activities and institutions in the securities and futures industry, including leveraged foreign exchange trading, and of clearing facilities, and for matters connected therewith.
This Order is the Securities and Futures Act (Amendment of Third Schedule) Order 2020 and comes into operation on 21 January 2020. Amendment of Third Schedule. 2. The Third Schedule to the Securities and Futures Act is amended by inserting, immediately after paragraph 7, the following paragraph: 8.
SECURITIES AND FUTURES ACT (CAP. 289) FREQUENTLY ASKED QUESTIONS ON THE SECURITIES AND FUTURES (REPORTING OF DERIVATIVES CONTRACTS) REGULATIONS 2013.
ure Capital Fund Managers1 Purpose 1.1 These Guidelines, which have been issued pursuant to section 321 of the Securities and Futures Act (Cap. 289) [“SFA”], are applicable to corporations with fund management. as their principal business activity. These corporations, which will be referred to in these Guidelines as Fund Management Co.
The Securities and Futures Act (“SFA”) is a broad-ranging statute which governs Singapore’s capital markets and financial investments sector. The SFA puts in place rules and regulations concerning, inter alia, markets, market operators, clearing facilities, intermediaries and representatives.
May 17, 2016 · The Securities and Futures Act (Cap. 289) (“SFA”) is the main Singaporean legislation regulating the capital markets and financial investments sector in Singapore.
Nov 1, 2021 · A capital markets licence (CMS licence) is a type of financial services licence granted by the Monetary Authority of Singapore (MAS) for businesses that conduct certain activities regulated under the Securities and Futures Act (SFA). These regulated activities include: Fund management. Real estate investment trust management.
The Securities and Futures Act (Cap 289) (‘SFA’) was presented to Parliament for the first reading on 25 September 2001, and was passed by Parliament on 5 October 2001. On the same day that Parliament passed the SFA, it also passed the Financial Advisers Act 2001 (Cap 110) (‘FAA’).
Dec 31, 2021 · Revised Edition. published on 31 Dec 2021. Securities and Futures Act 2001. Table of Contents. Securities and Futures Act 2001. Long Title Part 1 PRELIMINARY.
